Entity Summary
ID Number: 000074949    
Summary for:  SMBC Capital Markets, Inc.
The exact name of the Foreign Corporation:   SMBC Capital Markets, Inc.
The name was changed from: Sumitomo Bank Capital Markets, Inc. on 08-13-2002
The fictitious name of: SBCM was filed on 11-26-1993
Entity type:   Foreign Corporation
Identification Number: 000074949
Date of Qualification in Rhode Island:   11-26-1993 Effective Date:   11-26-1993
Date of Revocation Certificate:   09-12-2023  
Organized under the laws of: State: DE Country: USA
The location of the Principal Office:
         
Address: 277 PARK AVENUE
City or Town, State, Zip, Country: NEW YORK,   NY   10172   USA
The mailing address or specified office:
         
Address:
City or Town, State, Zip, Country:      
Agent Resigned:  N   Address Maintained:  Y  
The name and address of the Registered Agent:
         
Name: PRENTICE-HALL CORP SYSTEM
Address: 222 JEFFERSON BOULEVARD, SUITE 200
City or Town, State, Zip, Country: WARWICK,   RI   02888   USA
The Officers and Directors of the Corporation:
TitleIndividual NameAddress
TREASURERMAKOTO ITO 277 PARK AVENUE NEW YORK, NY 10172 USA
CEOYUNSON DU 277 PARK AVENUE NEW YORK, NY 10172 USA
CFOBRIAN PIETRO 277 PARK AVENUE NEW YORK, NY 10172 USA
CHIEF INFORMATION OFFICERCHARLES STIETZEL 277 PARK AVENUE NEW YORK, NY 10172 USA
DEPUTY PRESIDENTYUNSON DU 277 PARK AVENUE NEW YORK, NY 10172 USA
ASSISTANT SECRETARYHIRO OSHIMA 277 PARK AVENUE NEW YORK, NY 10172 USA
INTERNAL CONTROL OFFICERMAKOTO ITO 277 PARK AVENUE NEW YORK, NY 10172 USA
DEPUTY CHAIR PERSONAKIHIRO KAWARA 277 PARK AVENUE NEW YORK, NY 10172 USA
CHAIRPERSONRYOJI SATO 277 PARK AVENUE NEW YORK, NY 10172 USA
MANAGING DIRECTORMAKOTO ITO 277 PARK AVENUE NEW YORK, NY 10172 USA
ASSISTANT SECRETARYPETER STURZINGER 277 PARK AVENUE NEW YORK, NY 10172 USA
ASSISTANT SECRETARYLUBNA USMAN 277 PARK AVENUE NEW YORK, NY 10172 USA
CHIEF COMPLINCE OFFICERMICHAEL F. WARD 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORBUNGO MIURA 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORDU YUNSON 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORKAWARA AKIHIRO 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORMURPHY ANTHONY 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORSAMEJIMA NATSUHIRO 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORANTONY YATES 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORKIM OLSON 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORRYOJI SATO 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORSCOTT ASHBY 277 PARK AVENUE NEW YORK, NY 10172 USA
The total number of shares and the par value, if any, of each class of stock which this business entity is authorized to issue:
Class of Stock Series Par value per share Total Authorized Total issued and outstanding
No. of shares No. of shares
CWP $ 0.100010,000100
Purpose:
North American Industry Classification System Code(NAICS):
View filings for this business entity:
Click here to access 2006 and 2007 annual reports filed prior to July 25, 2007. The corporate ID is required.
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