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Entity Summary
ID Number:
000557841
Summary for:
RBC CAPITAL MARKETS, LLC
The exact name of the Foreign Limited Liability Company:
RBC CAPITAL MARKETS, LLC
The name used to transact business in Rhode Island:
RBC Capital Markets USA, LLC
Entity type:
Foreign Limited Liability Company
Identification Number:
000557841
Date of Registration in Rhode Island:
11-09-2010
Effective Date:
11-09-2010
Organized under the laws of: State:
MN
Country:
USA
The location of the Principal Office:
Address:
THREE WORLD FINANCIAL CENTRE 200 VESEY STREET, 8TH FLOOR
City or Town, State, Zip, Country:
NEW YORK,
NY
10281
USA
The mailing address or specified office:
Address:
THREE WORLD FINANCIAL CENTRE 200 VESEY STREET, 8TH FLOOR
City or Town, State, Zip, Country:
NEW YORK,
NY
10281
USA
Agent Resigned:
N
Address Maintained:
Y
The name and address of the Resident Agent:
Name:
CORPORATION SERVICE COMPANY
Address:
222 JEFFERSON BOULEVARD, SUITE 200
City or Town, State, Zip, Country:
WARWICK,
RI
02888
USA
The limited liability company is to be managed by its Managers
The name and business address of each Manager:
Title
Individual name
Address
MANAGER
THOMAS SAGISSOR
60 S. SIXTH STREET MINNEAPOLIS, MN 55402 USA
MANAGER
AHMED KACHENOURA
200 VESSEY ST NEW YORK, NY 10281 USA
MANAGER
DAVID C DOWNIE
200 VESEY ST NEW YORK, NY 10281 USA
MANAGER
MATTHEW STOPNIK
200 VESEY STREET NEW YORK, NY 10281 USA
MANAGER
JONATHAN YU
200 BAY ST SOUTH TOWER 20TH FL TORONTO, ON M5J2J5 CAN
MANAGER
JOHN THURLOW
200 BAY ST SOUTH TOWER 20TH FL TORONTO, ON M5J2J5 CAN
Purpose:
REGISTERED SECURITIES BROKER-DEALER & INVESTMENT ADVISOR
North American Industry Classification System Code(NAICS):
View filings for this business entity:
ALL FILINGS
Amendment to Application for Registration
Annual Report
Annual Report - Amended
Annual Report - Reinstatement
Annual Reports - Prior to 2006
Application for Registration
Application for Transfer of Authority
Articles of Merger
Certificate of Cancellation
Certificate of Correction
Fictitious Business Name Statement
Merge out of Existence
Miscellaneous Filing (Fee Applicable)
Miscellaneous Filing (No Fee)
Reinstatement
Statement of Abandonment of Use of Fictitious Business Name
Statement of Change of Registered/Resident Agent
Statement of Change of Registered/Resident Agent Office
Click here to access 2006 and 2007 annual reports filed prior to July 25, 2007. The corporate ID is required.
Business Services Division | Rhode Island Department of State