Entity Summary
ID Number: 001751012    
Summary for:  SMBC Nikko Securities America, Inc.
The exact name of the Foreign Corporation:   SMBC Nikko Securities America, Inc.
Entity type:   Foreign Corporation
Identification Number: 001751012
Date of Qualification in Rhode Island:   01-11-2023 Effective Date:   01-11-2023
Organized under the laws of: State: DE Country: USA
The location of the Principal Office:
         
Address: 277 PARK AVENUE 6TH FLOOR
City or Town, State, Zip, Country: NEW YORK,   NY   10172   USA
The mailing address or specified office:
         
Address:
City or Town, State, Zip, Country:      
Agent Resigned:  N   Address Maintained:  Y  
The name and address of the Registered Agent:
         
Name: CORPORATION SERVICE COMPANY
Address: 222 JEFFERSON BOULEVARD, SUITE 200
City or Town, State, Zip, Country: WARWICK,   RI   02888   USA
The Officers and Directors of the Corporation:
TitleIndividual NameAddress
SECRETARYLEANNE M MADER 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
PRESIDENT, DIRECTORSCOTT ASHBY 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORRICHARD EISENBERG 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORYUNSON DU 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORTAKUMUNE KANAYA 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORBUNGO MIURA 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORAKIHIRO KAWARA 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
DIRECTORKATSUYA FUJITA 6TH FLOOR 277 PARK AVENUE NEW YORK, NY 10172 USA
The total number of shares and the par value, if any, of each class of stock which this business entity is authorized to issue:
Class of Stock Series Par value per share Total Authorized Total issued and outstanding
No. of shares No. of shares
STKA$ 0.1000508
STKB$ 0.10009,9501,250
STKC$ 0.100010,0005,290
Purpose:
North American Industry Classification System Code(NAICS):
View filings for this business entity:
Click here to access 2006 and 2007 annual reports filed prior to July 25, 2007. The corporate ID is required.
Business Services Division |          Rhode Island Department of State